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Securities Cash Account Opening Documents

You must read Terms and Conditions, Disclaimer and Privacy Policy Statement before you download our Securities Account Mandate and relevant documents.

By opening a securities account, you confirm that you are not subject to any legal or regulatory restrictions on dealing in securities through this website. If in doubt, please check with your local legal advisor, regulator or authority before opening a securities account.

	Securities Account Mandate

	Supplementary Securities Account Mandate - Customer Risk Profiling Questionnaire (Individual Customer)

	Supplementary Securities Account Mandate - Customer Risk Profiling Questionnaire (Corporate Customer)

	Additional Mandate for Opening Securities Account (for Corporate Clients only)

	Real-time Snap Shot Quotes - Service Plan

	Terms and Conditions for Securities Services

	Terms and Conditions for SMS Notification Service

	Pilot Programme for Trading United States Securities (For your reference only)

	i-Banking User Terms and Conditions (For your reference only)

FOR PERSONAL ACCOUNT

Copy(ies) of the Hong Kong Identity card or passport of the Account Holder(s)
Employer's Letter (If your job nature relates to stock investment)

FOR CORPORATE ACCOUNT

Copy(ies) of Hong Kong Identity card or Passport of the authorized signatory(ies) and director(s)
Copies of Memorandum and Articles of Association and amending resolutions
Copy of Certificate of Incorporation
Copy of Business Registration Certificate (if any)

If you require further assistance on opening a
Securities account, please contact our
Customer Service Hotline (852) 2818-0282

Risk Disclosure Statement

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