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| Charges to Broker, Government, Stock Exchange |
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Types of Charges |
Minimum Charges (HK$) |
Remarks |
Brokerage
(0.25% on transaction value) |
$100 |
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Contract Stamp
($1.00 per $1,000 transaction value)
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a. Collected by the Government
b. Rounded upward to the nearest $1.00
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Transaction Levy
(0.004% on transaction value) |
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Trading Fee
(0.005% on transaction value) |
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Transfer Deed Stamp Duty
($5 per Transfer Deed) |
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Paid by seller only |
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| Bank Charges |
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Types of Charges |
Min. Charges (HK$) |
Remarks |
Registration and Transfer Fee
Have dividends paid :
$3 per lot |
$3
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a. Collected on the net increase in each stock holding from the last book close date
b. Collected on dividend payable date
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Semi-annual Custody Fee
($0.15 per lot, max. charge $2,500) |
$100 |
Collected on stock balance as at 31/5 and 30/11 of each year |
Cash Benefit Collection Charge
(0.5% on the amount of cash received, max. charge $2,500) |
$20 |
Apply to receipt of cash dividend, exercise of warrant or callable bull / bear contract, cash offer, privatization, etc. |
Corporate Action Charge
($2 per lot, max. charge $500) |
$30
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Apply to receipt of bonus shares, collection of script dividend, conversion of shares, subdivision or consolidation of shares, exercise of warrants, etc. |
Physical Shares Deposit and Withdraw
($5 per lot) |
$30 |
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S.I. through CCASS
($30 per transaction) |
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Subscription of New Issues
($100 per application) |
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Apply under the name of Shanghai Commercial Bank (Nominees) Ltd. |
Handling fee for retention of Securities Account Document
($800 per annum) |
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Written Confirmation of Securities Account Balance
($100 per item) |
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Photocopy / Re-issuance of Securities Account Statement / Transaction Advice / other Bank Documents
($50 per page) |
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Real-time Stock Quote Service for Internet Trading Account
($288 per month) |
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The monthly charge will be waived if current monthly turnover of Internet Trading Accumulates $300,000 or above |
| Real-time Snap Shot Quote Service for Internet Trading Account |
$10 |
First 300 free real-time quotes for current month. Extra hits after free quotes will be charges for $0.1 each |
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| Charges for Equity Fund |
Transaction Amount(US$) |
Commission Charges |
under 20,000 |
5% |
20,000 to 99,999 |
4% |
100,000 to 249,999 |
3% |
250,000 to 499,999 |
2.5% |
500,000 to 999,999 |
2% |
1,000,000 or above |
0% |
| Charges for Bond and Currency Fund |
Transaction Amount(US$) |
Commission Charges |
under 20,000 |
3% |
20,000 to 99,999 |
2.5% |
100,000 to 249,999 |
2.25% |
250,000 to 499,999 |
1.75% |
500,000 to 999,999 |
1.5% |
1,000,000 or above |
0% |
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| *more discount rate can be given subject to special arrangement |
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| Service Charges for Debt Securities Services |
Types of Charges |
Charges (HK$) |
Remarks |
| Semi-annual Custodian Fee |
Minimum $100
Maximum $2,500 |
0.015% based on the notional balance as at 30/6 and 31/12 of each year |
| Interest Collection Charge |
Minimum $100
Maximum $2,500 |
0.5% on interest amount |
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